Marxism(s) and "The Withering Away of the State"
Author(s): Kenneth Surin
Source: Social Text, No. 27 (1990), pp. 35-54
Published by: Duke University Press
Stable URL: http://www.jstor.org/stable/466306
Accessed: 31-10-2015 04:09 UTC
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Marxism(s)and "The WitheringAway oftheState"
KENNETH
SURIN
Whetherovertlyor not,all twentieth-century
politicaltheoryhas basically
betweentheState,powerand
posedthesamequestion:whatis therelationship
socialclasses?
NicosPoulantzasl
hashitherto
ofthestateis theological.
Revolution
Everytheory
onlyperfected
is todestroy
it.
thestate;thepoint,however,
AntonioNegri2
It is notsomeunavoidablerealworld,withitslaws ofeconomyandlaws of
war,thatis nowblockingus. Itis a setofidentifiable
processesofrealpolitik
andforcemajeure,ofnameableagenciesofpowerandcapital,distraction
and
andall theseinterlocking
withtheembeddedshort-term
disinformation,
pressuresandtheinterwoven
subordinations
ofanadaptivecommonsense.
Itis not
attheseblocksthatthereis anychanceofmovement
instaring
pastthem.They
havebeennamedso oftenthattheyarenoteven,formostpeople,news.The
is elsewhere,
inthedifficult
businessofgainingconfidence
dynamicmoment
inourownenergiesandcapacities.
thattherearepracticalalternatives
... Itis onlyina sharedbeliefandinsistence
thatthebalanceofforcesandchancesbeginstoalter.Once theinevitabilities
arechallenged,
we begingathering
ourresources
fora journeyofhope.Ifthere
arenoeasyanswerstherearestillavailableanddiscoverable
hardanswers,
and
itis thesethatwe can nowlearnto makeandshare.Thishas been,fromthe
thesenseandtheimpulseofthelongrevolution.
beginning,
RaymondWilliams3
It is a commonplaceamong historiansof mentalitiesthatthe modernage
begins with the firststages of an uneven,but none the less gradual and
inexorable, expropriationof power from the medieval church and its
appurtenances.This curtailingof the church's power is howeverjust as
much "effect" as "cause," and any remotelyplausible account of the
decisive transformations
thattookplace in late medievalEurope certainly
needs to be more detailed and comprehensivethananythingindicatedby
this commonplace. A more complex historical account would at least
suggest thatat the end, or near the end, of the Middle Ages early bourgeois capitalism- understoodhere in verybroad termsas theproductof
a totalityof complex and mutuallyrelatedeconomic, political and ideological "determinations"- began to createa new economic,social, polit35
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36
and"TheWithering
Marxism(s)
AwayoftheState"
ical and cultural"space," a "space" (or if one prefers,a matrixof opportunities,limitationsand pressures)dominatedby a distinctiveaccumulation strategyand its accompanyingemergentcapitalistclass. The creation
of this new "space" representedthe overturningof what had been an
overwhelminglyagrariansocial and economic ordercenteredon therural
village and manorand based on the hereditaryseigneurial system.The
rulingclasses of thispre-modernsystemwere drawnentirelyfromlandowning nobilities and aristocracieswho derived theirlegitimacyfroma
churchwhich,as a divinelyconstitutedpower, regulatedeveryaspect of
the spiritualand moraleconomyof thislargelyagrarianorder.4
This new "space," over the course of several centuries,was the locus
of theeventsand movementsassociated withtheProtestantReformation,
the rise of the new science, the IndustrialRevolution,the expansion of
cities, the growthof nation-states,the emergenceof mass movements(as
in theFrenchRevolution),and so forth.It was a "space" inscribedby new
kindsof political theory(e.g. Machiavelli and Hobbes), new philosophies
and especially epistemologies(e.g. Descartes and Locke), new theologies
(e.g. the various deisms), new modes of aesthetic representation(e.g.
depictingthebourgeoisinterieurstartsto become a new formin European
painting,the prototypesof the novel representthe beginningsof a new
"notation" (to use a termof RaymondWilliams's). The Modern Age is
inauguratedwith these (and other) developmentsand transformations.5
But, just as significantly,the arisingof this new and decisive historical
conjuncturealso broughtwith it the emergence of a differentkind of
human subject- indeed, the notion of a "free" (because self-defining)
individual subject begins to be formulatedin the emergingsocial and
political theoriesof thattime. Concomitantwith the emergenceof this
new subject is the rise of a distinctivemode of social and political
organizationand interaction,one which Hegel would termbiirgerliche
Gesellschaftand Locke "civil society" (thoughof course Locke and Hegel
did not mean exactly the same thingsin theirrespectivedeploymentsof
the termsbiirgerlicheGesellschaftand societas civilis). Withthe institution of civil societytheexpropriationof power fromthe medieval church
was virtuallycompleted: civil society was centeredon social relationships based on the marketand on city-life,and the churchwas progressively relegatedto the position of having to be one institutionalongside
the other institutionswhich constitutedthe marketand the city.6The
church thus became, thoughnot immediately,a merelyresidual, as opposed to a dominant,social and cultural formation.("Residual" and
"dominant"are of course termsmade well-knownby RaymondWilliams).
The construction,the conceptual articulation,of this new "self-defining" subject, the citizen of an equally new and slowly emergentcivil
in thephilosophicalanthropologies
society,reached its culminating-point
of Rousseau and Kant.7
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Kenneth
Surin
37
II
In his anthropology
Kanthad,amongotherthings,resolvedto his satisin Rousseau'saccountof
was
a crucialdifficulty
factionwhat
ostensibly
in
freedom.Rousseau, the ContratSocial, had located freedomin a
in a social contract
betweencitizens.8At thesame
generalwill grounded
timeRousseau had positedan inevitableconflictbetweennatureand
hedrewintheContratSocial
tothedistinction
society,a conflictintrinsic
"natural
and
"civil
between
liberty:"
liberty"
Whatmanloses by thesocial contractis his naturallibertyand an
he triesto getandsucceedsin getting;
unlimited
rightto everything
whathe gains is civil libertyand theproprietorship
of all he poswhichis bounded
naturalliberty,
sesses...we mustclearlydistinguish
of theindividual,fromcivil liberty,
whichis
onlyby thestrength
limitedbythegeneralwill;andpossession,whichis merelytheeffect
offorceortherightofthefirst
whichcanbe
occupier,fromproperty,
foundedonlyon a positivetitle.9
Kantargues,in his essay"Conjectural
BeginningofHumanHistory,"
and nature
thatthe resolutionof thisconflictbetweensociety/culture
into
wouldhave to be a partof anyprocessintegralto ourdevelopment
trulymoral beings.'0 The social contract was the cornerstoneof
Rousseau's delineationof thenecessaryconditionsforour growthinto
moralbeings,andyethe (impliesKant)couldnotprovide- evenifonly
inprinciple- an adequateaccountoftheinstitutionalization
ofthesocial
andespeciallyof theproperintersubjectivity
whichhadtoexist
contract,
in orderforthisinstitutionalization
to take place. For we have to be
educatedbyreasonintomorality,
holdsKant,andthiscan takeplace only
in society,whichis therealmof freedom,
as opposedto nature,whichis
realm
the
of necessity(though,says Kant,"natureitselfhas giventhe
as muchto thisprogress[towards
vocationto everyoneto contribute
as
be
within
his
of
freedom] may
power"").Rousseau'scharacterization
as
toil and joyless
(modern)society/culture a domainof unremitting
is thusseenbyKantas thesourceofan aporia:Rousseauwas
artificiality
of
explicitin his avowal thatsocietywas necessaryforthedevelopment
ourmoralfaculties,
and yetat thesametimeheregardedthe"pre-social"
of an innocenceand goodnessthat
individualas preciselytherepository
couldnotsurvivein civilsociety.Kantbycontrast
understood
this"presocial" individualto be livingin a stateof savagery,
and deemedabsurd
thedefinition
of suchan individualas a beingcapable of moralself-directionwhile "he" existedin thisbrutishbut paradaisicalstate.The
primalstateof natureforKant is moreakin to the Hobbesianbellum
omnis contra omnem, and the Rousseauian invocation of it, and the
attendantfiction of a general will underpinningan "historical" social
contract,cannot thereforefurnisha coherentaccount of the genesis of
moral life. Only freebeings, capable of moral self-direction,can forma
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38
and"TheWithering
Marxism(s)
AwayoftheState"
social contract,and yet forRousseau the existenceof a social contractis
the essential conditionforthe creationof civil society,thatis, theemergence and growthof such autonomousmoral beings. ("Moral" and "autonomous"are of course virtualsynonymsforKant).
To resolve thiscrux in Rousseau's account of freedom,Kant made two
distinctions.'" Kant endorsed (while qualifying in the way mentioned
butmade the
above) Rousseau's separationof naturefromsociety/culture,
latterthe domain of theexercise of reason (reason as an Idea or capacity
for Kant is of course an irreducible"given"). At the same time, he
detached reason fromthe world of experience by arguingthatreason is
transcendentallyconstitutedand thus is able to function"legislatively"
forhumanexperience. Kant also introduceda distinctionwithinreason:
the principlesof theoreticalreason regulatethe domain of nature,while
the principlesof practicalreason regulatesocial and moral life. By making thisdistinctionKant was able to assertboththathumanbeingsare part
of the natural order (and hence are "determined") and that they are
independentof nature(and hence are "autonomous"and thereforebound
by the rationalmoral law). They can be rational,free,moralbeings even
as theypartakeof the naturalorder.Kant thus had no difficultyin convincinghimselfthathe had successfullytraversedwhatforRousseau had
been a conceptual hiatusbetweenthe naturaland the social.
By assigningreason a "legislative" capacity in regardto nature,however,Kant effectivelymade thethinkingsubjectof thisreason thepresupposition of a science of nature.He thus separated,or ratherabstracted,
thisepistemologicalsubject fromnature,just as he separatedthe(individual) moral subject fromsocietyby arguing(like Fichte) thatfreedomis a
to the
suprasensiblecausalityof thewill determiningitselfin conformity
universallaw. The individualbringsan inalienable,because by definition
freedomto social life (here Kant to an extent
always self-determining,
retains Rousseau's bifurcationbetween freedom- albeit "natural" as
is
opposed to "civil" liberty- and social life). This self-determination
guaranteedforKant by our noumenalcapacity to act in accord withour
conception of ourselves as rational beings. Acting in accord with this
self-conceptionrequiresus always to universalizemoralimperatives,and
so a vision of intersubjectivelife is integralto Kant's ethical theory.3
Nevertheless, as a long line of critics from Hegel to Habermas have
pointedout, thisnormativevision is underminedby Kant's insistencethat
the moral subject is groundedin nothingother than this subject's own
pure reason. Any and all moralclaims are thatpreciselybecause theyare
claims for all rational agents, and so Kant succeeds in giving ethics a
universal conditiononly because he totallydivorces this putativelyuniversal condition fromthe exigencies of social and historicalexistence.
This specious universalityis thus underpinnedby a subjective "formalism" - which Rousseau interestinglyenough managed to avoid - that
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Surin
Kenneth
39
Hegel, Habermas, et al., came to regard as disastrousfor a substantive
social ethic.14
III
As Hegel indicates in the "master-slave"section of his Phenomenologie
des Geistes, ethical communitiesand, by extension,themembersof these
communities,are created throughintersubjectiverelations. Human subjects are constitutedas ethical beings by the theoreticaland practical
is
relation between self and other.For Kant, however,intersubjectivity
guaranteedin advance: by acting in conformitywith the moral law, my
own standpoint,in addition to being my own, is also necessarily the
standpointof all other rational agents. Kantian moral agents are thus
necessarily in a conditionof relationship,at least in regardto the moral
sphere,even if thereis no interactionbetween them.Citing this entirely
formalcharacterizationof intersubjectivity,
Hegel charges thatfar from
providingan understandingof ethical existence,Kant's account actually
and freerepresentsits dissolution. Kant's concepts of intersubjectivity
dom are forever(concretely) unrealizable because, paradoxically, they
are in absolutely no need of realization in any kind of normativesocial
order.15
Seyla Benhabib and Gillian Rose have been notableamong contemporarysocial theoristsfortheiradvocacy, albeit fromverydifferentstandpoints,of a "returnto Hegel."
Seyla Benhabib has (among other things) argued in a discussion of
normativefoundationsin critical theorythatHabermas's conception of
communicativeethics is broken-backedbecause he tries to derive ultimate moral principles fromthe formalconditions which underpinthe
in a way thatis strictly
discursivepracticesof an ideal speech-community
to
Kant's
to
the
derive
same
principlesfromthe formal
parallel
attempt
conditions of rational understanding.'6Habermas is thus vulnerable to
precisely the critique that Hegel makes of Kant. (Benhabib, however,
qualifies her "returnto Hegel" by arguing that the account of action
provided in theRechtsphilosophieis flawed because Hegel is fundamentallyunable to reconcile freeinteractionwiththepresenceofpluralityand
But moreabout Benhabib's views shortly.)
interpretiveindeterminacy.
In herHegel Contra Sociology,'7 Gillian Rose arguespersuasivelythat
the whole sociological traditionstemmingfromDurkheim and Weber
(and this means prettywell everythingthatcounts as "sociology" these
days!) is flawedat its theoreticalrootsbecause its governingassumptions
are thoroughly,even irretrievably,
neo-Kantian.This traditionis unable
to overcome the typical Kantian dichotomiesbetween concept and intuition, theoreticaland practical reason, and subject and object (the latter
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40
Marxism(s)and "TheWithering
AwayoftheState"
dichotomyusually having as its sociological counterpartthe bifurcation
betweenagentand structure).Hegel's philosophy,by seekingto thinkthe
absolute, is able to acknowledgethe limitsand pressureswhichconstrain
our thinkingthe absolute, and in so doing make a sittlichethic possible.
Theories unable to thinktheabsolute in thisway - and thisbecause they
are "neo-Kantian" in respect of their determinativeassumptionsshamelessly reinforcebourgeois social and economic relationships.In
makingthiscriticismRose is particularlysevere on marxism,saying that
its "neo-Kantian"(and even Fichtean) theoreticalorientationstandsin the
way of an adequate characterizationof the relationthateconomic forces
have to the conditionsof revolutionarypractice.
The critiques of Benhabib and Rose are of course very much more
detailed and comprehensivethan I have indicated in this rathercursory
narrative.But what is significantand interestingabout these critiquesis
thattheyostensiblyconverge,despite theirauthors'clearlyverydifferent
starting-pointsand theoreticalperspectives,on the notion- which is
explicitly renderedin Benhabib's separationof "norm" and "utopia" that there is a valid distinctionto be made between the fulfilmentof
normativeideals (e.g. freedomand equality) and the radical transformation of society.The thrustof theargumentsof Benhabib and Rose seems
to be that because Habermas (according to Benhabib) and
Marx/Durkheim/Weber
(according to Rose) are irreduciblywedded to
some form of neo-Kantianism,they,despite theirbest intentions,are
unable in the end: (i) to move much beyond a formalor quasi-formal
specificationof such ideals as freedomand justice; and (ii) to connect
theseideals withpracticesthatconduce to thegenerationof a transfigured
society. Hence Benhabib and Rose indicate that while Marx and
of society is indeed
Habermas both acknowledge thatthe transformation
for
of
these
condition
the
realization
are
not able, despite
a
ideals, they
this acknowledgement,to expound in a really convincingway the relationshipthattheformalconditionsof speech-practiceshave to theproject
of a transfiguredsociety (in the case of Habermas) and the relationship
thatan analysis of capitalismalong the lines of Capital would have to a
transformedpolitics (in the case of Marx). Hegel's critique of Kant
however is such thatonly someone heedfulof this critique can hope to
point a way beyond the neo-Kantian aporias which attend the work of
Habermas and Marx. Both Benhabib and Rose are of course only too
aware of the difficultiescreated by Hegel's own substantiveproposals,
and their "returnto Hegel" is certainlyone that is circumspectand
diligentlyqualified. Nevertheless,it seems to me thatany such "returnto
Hegel," no matterhow cautiouslyit is undertaken,is in principlefraught
with insurmountableproblems. Let me elaborate as a way of pushing
towardsthebeginningof a conclusion to thispaper.
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Kenneth
Surin
41
IV
The decisive figurewho stands in the way of any attemptto claim Hegel
for the constructionof an adequate social ethic or the specificationof a
viable revolutionarypolitics is Max Weber. Habermas himselfrealizes
this,and so does Benhabib on his behalf.(Alasdair MacIntyrealso recognizes thiswhen,in his book AfterVirtue,he urgesthattheconstructionof
a sittlichethic is theonly hope forthosewho desire to flee Weber's "iron
cage" of modernity,and thus commendsto such persons the quest of a
new kind of world-historicalindividual,viz., a "new St Benedict.") Rose
does not ascribe to Weber a similarimportance,which is understandable
since she takes Weber to be immuredin the neo-Kantianismshe finds
irresolvablyproblematic:Weber may come "after"Hegel, but thatdoes
not safeguardhimfromKant's basic errors.Weber (on thisaccount) does
not appear to have learntanythingworthwhilefromHegel. The favourable assessmentof Hegel made by Rose (and, verymuchmoreindirectly,
by Maclntyre) is arguably warranted.Hegel, we have seen, grounds
freedomand self-consciousnessin intersubjectiverecognitionand in so
doing overcomes Kant's failure to locate subjectivityin anythingmore
thanthe "spontaneity"thatis the groundof the "I think"(where speculative reason is concerned)and in a "pure" infinitewilling (wherepractical
reason is concerned). Hegel bringsabout the sublation of knowingand
willing in sociality- in thePhenomenologyof Spirit he, like Rousseau,
makes historyand communitythe only possible groundforknowingand
willing. Hegel's account of the "master-slave" dialectic in this work
indicates that the relation of consciousness to the world is one that is
essentially practical, in which case it would not be too misleading to
iegard his phenomenologyof consciousness as a genuine "philosophyof
praxis" (I use thislast phrase withhalfan apology to Gramsci). But, and
this is the crucial problem,Hegel's recognitionthatthe groundof selfconsciousness is indissolublycommunaland historicalis preciselythata registeringin theory,a formulationin what can never be more than a
philosophy of consciousness. The centralityof the social, and its (for
Hegel) attendantdescriptionof reconcilation,is thusnoted merelyas an
itemof theory,it is not specifiedin termsof the specific and appropriate
practicesinvolved in the constructionof transfigured
political communities. Hegel only furnishesa reflectionon possible ways beyondthesocial
relationshipsof theprevailingbourgeoisorder.His deliverancesare in the
orderof a specificationof truth,whenwhatis needed, at theveryleast, is
an account of thecreationof a new theoreticalor non-discursive"space,"
one in which intersubjectivity
is practically(and so "materially")constituted. Hegel's "theorization"of the power of the negative, compelling
thoughit is on its own terms,becomes less persuasive whencoupled with
his convictionthatthe negative is a momentto be sublated in the reconciling unitythatis absolute spirit.
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42
Marxism(s)and "TheWithering
AwayoftheState"
Hegel, and here the well-knowncharge bears repeating,substitutesa
theodicyof thestatefora politics of civil society(thoughat no pointdoes
he make the state a religious object by identifyingit with the absolute
spirit).This is whereWeberbecomes deeply pertinent,forhe insiststhat
it is not possible to constructsuch a "space" of (Hegelian) reconciliation
in the modernworld. Here, perhaps ironically,Hegel's stricturesagainst
Kant's "transcendentalidealism" (the termis Schelling's) with its "abstract"and "formal"conceptionof reason,and Hegel's contrarystresson
the immanenceof reason in the object of knowledge itself,all pave the
way forWeber's reflectionson whathe perceivedto be thedecisive mode
of rationalityin moderntimes,viz., instrumentalrationality- and this
If Weber's analyses of moderdespite Weber's sturdyneo-Kantianism.18
then
the
civil societywhich
even
are
transfigured
remotelyplausible,
nity
he
the
state had already
at
because
thought
Hegel merely gestured
transformation
the
sittlichkeitwhich subby being
accomplished this
sumed a "disorganized" civil society will foreverremainan impossibility.Habermas and MacIntyretake seriouslyWeber's claim thatmodern
capitalism has subvertedthe dream of a normativeand organic community, that the "appropriate" polity for this "disenchanted" epoch will
thereforebe a nation of heroic individuals capable of dealing "soberly"
(certainlyone of Weber's favouriteadjectives) withthe"tragic" realities
of economic competition,imperialpower, and culturaldominationon a
world-scale.Habermas,as has alreadybeen indicated,attemptsto resolve
what is in effectthe Weberianproblematicby posing a procedural,intersubjective rationalityas a counterpointto instrumentalor calculative
rationality.This otherrationalityand its associated Arendtiantheoryof
and reinvigoaction (he believes) can provide thebasis of a transformed
rated public sphere. MacIntyre follows Hegel in his quest for the
but insteadof directlyemulatingHegel's attemptto locate the
sittlichkeit,
sittlichkeitin Christianbourgeois society,he tries to hurdleover Weber
by resortingto a mythologywhichposits thesittlichkeitin whatis clearly
a utopian ordercapable of creatinga new kind of moraland social being
(i.e. "a new St. Benedict"). Maclntyredoes not of course follow Hegel in
viewing the state as the site of the resolutionof the antagonismswhich
pervade civil society- his resolution of the Weberian problematic is
profoundlyutopian (this time somewhat in the pejorative sense of the
term)inasmuchas he proposes whatamountsto a Kierkegaardian"leap"
into an ideal politymiraculouslyevacuated of the irresolvablecontradictionsbesettingmodernbourgeoissocieties. MacIntyre'sbreakwithHegel
is thus no more thana half-break:his is a political evasion hardlydifferent fromtheone commissionedby a "pure" Hegelianism. Both Hegel and
MacIntyre resort in the end to theodicy.19 Their attendantdifficulties
these noteworthyneo- or quasi-Hegelian attemptsto
notwithstanding,
resolve the Weberian impasse - eitherby identifyingtheoreticallythe
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Surin
Kenneth
43
shape and substance of a reconstructedcivil society (Habermas) or by
positing a utopian polity free of decisive contradictions(Maclntyre)seemingly representthe only way forwardbeyond the theoretical immobilismsof neo-Kantianism.20
Hegel was not wrongto indicatethatthe incorporationof civil society
into the state is motivatedby the former'sinternaldichotomies.On the
contrary,he was able to register- admittedlyonly "in theory,"butat the
same time with a scarcely deniable prescience- the beginningsof the
total "sublimation" of civil society into the state which capitalism has
broughtto a completionin thiscentury.21But is is clear now - and here
I am in agreementwithToni Negri- thatthe state is not able to resolve
the internalcontradictionsof civil society, that in the present global
capitalist conjuncturethe state and civil society have in factbeen metamorphosedintomomentsof a new complex,so thatthe"crisis" of one (or
the idea of one) is necessarilythe"crisis" of theother(or theidea of the
other).22This means that the conflictsand struggleswhich had (bourgeois) civil society as their locus have now been displaced on to a
radically new terrain,one which pertainsto what Negri calls the social
and humantotality.And it is now no longerpossible to resolve or stabilize
these conflictsby an "upward" organizationor sublimationof traditional
(i.e. bourgeois) civil society. The state can no longer be civil society's
deus ex machina.
The abolition of any final distinctionbetween state and civil society
broughtabout by integratedworld-capitalismhas veryconsiderable implications for a "traditional"marxistpolitics of civil society. Indeed, it
would notbe an exaggerationto say thatit discreditsjust about everything
thathas been previouslyaffirmedin the name of such a politics. For this
politics simplyshares too much withHegel. For example, Gramsci,who
wrote on civil society as part of his finely-drawnbut fragmentary
and
in
accounts
of
did
was
so
a
that
self-avowunsystematic
hegemony,
way
edly Hegelian as well as marxist.He sharedHegel's view of civil society
as the primarysphere of cultural-political contestation,even though
Gramsci was of course decidedlyunHegelian in his assertionthatwiththe
proletariantake-overof civil society- thisbeing an essential ingredient
of the revolution- therewould be a transferof controlof theforcesand
therelationsof productionto workerscouncils and thepartyrespectively
(i.e. to theworkingclass).23Gramsciwas convincedthattheforceswhich
created revolutionswere culturaland political ratherthaneconomic, and
he thereforeaccorded civil society- thatis, the field ostensiblyoutside
the state in which progressive forces struggleto create an alternative
(cultural-political) power bloc - a central place in his theoryof the
socialist revolution.Withthisrevolution,Gramscibelieves, therewill be
a genuine and democraticconvergencebetween the state (or "political
society") and civil society.WhatGramscicould notrealize was thedegree
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44
and"TheWithering
Marxism(s)
AwayoftheState"
to which late capitalism would bring about precisely this convergence,
and this,however,throughmeans thatare ruthlessand arbitraryand with
an outcomethatis pervasivelyundemocratic.Gramsci,perhapsmorethan
readingof the
any othermarxistof his time,resistedan overly-schematic
distinctionbetween (economic) "base" and (cultural) "superstructure,"
but he retainedit none theless (a retentioncommissionedpreciselyin the
course of Gramsci's argument- against"economism"- that"base" and
are mutuallysupportive).He therebydeprivedthosewho
"superstructure"
him
of
followed
themeansto "theorize"thenew global phase of capitalist
developmentthatunfoldedin the 1960s. For thisnew historicalconjuncturemergestheeconomic,thepolitical,thesocial and theculturalspheres
in a seamless totality,so thatthe state becomes the formin which global
capital subsumes civil society.It thuseffectivelydecomposes civil society (as understoodin its Hegelian or quasi-Hegelian sense), while still
keeping in theirplace the social contradictionswhich this traditionlocates in civil society.24Any strategyforovercomingthese contradictions
will thereforehave to begin by recognizingthecomprehensivedissolution
of any boundarybetweenthestateand civil society(and theprivaterealm
as well) broughtabout by the mostrecentphase in the historyof capitalism. And wheremarxisttheoryis concerned,thisstrategywill requirethe
model to be jettisoned:bothGramsci's equation of
"base-superstructure"
civil society (and the state) withthe ideological "superstructure"
(as has
just been contended),and Marx's own identificationof civil societywith
the economic "base" will thushave to be abandoned.25
In integratedworld-capitalismproductivelabor is positioned within
every componentof society: the ubiquityof capital is simultaneouswith
the ubiquityof thatwhichyields surplus-valueforcapital, viz., labor. Or
as Negri pithilyputs it: "The proletariatis everywhere,just as the boss
is."26 Gramsci, like Marx, premises his descriptionof the revolutionary
subject on the"factorymodel," thatis, he, again like Marx,endorseswhat
Negri calls "the spatial division between the exploiters and the exploited."27This spatial division has now been eliminated- in thecurrent
regime of accumulation the whole of society (in its "national" and
"paranational" formsalike) is imbricatedin the reproductionof capital,
and so, with respect to some more conventionalmarxistaccounts, the
state is not,on the one hand, a political "agent" capable of shaping and
maintainingclasses, nor,on the other,is it an essentiallyneutralinstrumentat thedisposal of thevariousclasses (thoughinvariablythispolitical
is mostreadilyavailable to thedominantor rulingclass).28The
instrument
statepossesses no poweron its own: it is, instead,theprimarysite or field
and
fortheexercise of political power,a complex ensembleof institutions
their relations ("the state apparatuses") which reflectand balance the
power of class forces.29The work of the state in the presentregime of
capitalist accumulation is thus the essentially"negative" one of decom-
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Surin
Kenneth
45
and neutralization,
by its
position,thatis, the modification
primarily
of
the
efforts
of
resistance
on
of
social
classes,
symbolicrepresentations
Thestate- whichapartfromthecomponents
thepartofsocial subjects.30
thatconstitute
it as an institutional
assemblageis no morethana fetish
(an "idea") - subservestheprocessesof accumulation
by representing
thewholeworldof social production
foritssubjectsas something
thatis
Therecan be a marxist
ofthismost
"natural,"as an inevitability.3i
theory
recentphaseofcapitalistdevelopment,
it
but,as hasjustbeencontended,
fromthistheory'smoretradiwill involvesomefairlyradicaldepartures
laborandthesocialorganization
ofthislabor
tionalnotionsofproductive
forthepurposeofaccumulation.32
V
- whichamountsto whatcan perhapsbe called a
This new situation
of
away thestate"- has seen thecreationof a novelover"withering
complex.
totalitywhichToni Negritermsthesociety-state
determining
Thisemergent
discredits
notonlytheHegelianattempts
toformutotality
of theinternal
ofcivil society,
latea "vertical"resolution
contradictions
whichseek such a resolutionby
but also those"theological"attempts
(suchas a
positing,in thefashionof Rousseau,a realmof transparency
in
of
which
these
contradictions
are
effaced."
This
realm
"state nature")
ortimeoftransparency,
as Webersaw,haspassed- perhapsforever.
The
can certainly
be enunciated,
butneverpurelyand
possibilityof itsreturn
of the dichotomiesof civil
simplyas the negationor the sublimation
resourceforthosewhoseek suchan enunciation
society.An alternative
has tobe sought,thistimewithout
the"theological"invocation
ofa realm
or timeof transparency.
But in thisveryquest,a quest forwhatcan
be termed
legitimately
"utopia"or"heterotopia"
(a' la FoucaultorTafuri),
the demiseof civil societyin its typicallybourgeoismanifestation
is
For
more
social
for
(and
inevitably
theory
importantly, socialsignalled.34
ist strategy),
and significant
therefore,
onlyone reallyinteresting
questioncan remain:namely,whatlies on theotherside of "bourgeois"civil
- verymuchinspiredby elementsof thought
in
society?35
My attempts
and
Henri
Lefebvre
to sketchtheoutline
Williams,Poulantzas,Negri
of an answerto thisquestionin subsequentparagraphswill necessarily
haveto be briefandrudimentary.
In thisnewepochof capitalistdevelopment,
thatof a "real subsumption"of all social formsby capital,a reversalhas takenplace (as was
in theprevioussection).The statetoday- and thisincludes
maintained
those states which, at least until quite recently,were the sites of a professed "already achieved socialism" - no longer has, even if only "in
principle," the functionof representingany kind of "popular will." Instead, the institutionalassemblage whose "idea" is the state today serves
to incorporateand neutralize any and all movementsof resistance, the
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46
Marxism(s)and "TheWithering
AwayoftheState"
undertakingof this r61lebeing one of the necessary conditions for the
realization of surplus value. This is not to imply that the institutional
matrixwhich goes by the name of the state is a mere epiphenomenonor
appendage of the processes of capitalist accumulation (as implied by
Engels when he calls the statea "collective capitalist"). On the contrary,
- inas several theoristsworkingwithina broadly marxistframework
cluding Michel Aglietta,Alain Lipietz, Ernest Mandel, Neil Smith,and
Carolyn M. Vogler- have indicated, the global economy comprises a
numberof interrelatednational social formationswith uneven and even
incompatiblenational modes of regulationensuing ultimatelyin disproportionate and asymmetricalconcentrationsof capital at the different
national spaces.36 But even if it is undeniablethatsystemsof accumulation vary fromone national space to another,it is just as obvious that
since the 1960s thecircuitsof capital have been progressivelyand inexorably internationalized.There may not be somethingquite so obvious as
a single, universalworking-classof thekindidentifiedby Samir Amin in
his earlierwritings,but thereis an integratedworld-capitalismcharacterized by the interpenetration
of capital withintransnationalcorporations,
the rise of an internationaldebt economy,the creationof an international
division of labor, the introductionof flexiblemanufacturing
systemsand
labor processes, the exponentialgrowth(especially in the economies of
the semi-peripheraland peripheralnations) of standardizedmarketsand
patternsof consumption,and so forth.
In the globally extendeddomainof late capital the institutionalassemblage thatis the state undertakesits integrativeand neutralizingr1le in a
way thataccords withwhatPaul Virilio and othershave identifiedas the
fundamentallaw of the state, namely, war and the fear of war (the
productive organization of this fear being the state's primaryway of
securing social integration).37The traditionalwielders of power have
increasinglyto resortto dominationand war (particularlythepreparation
for war) to halt the social revolutionthat is taking place, while their
subjects, the carriersof this social revolution,have (in the "core" industrialnationsat any rate) moreand moreto further
thisrevolutionthrough
of
and
the
stabilization,
especially
strategies
strugglefor peace. The
here
a
collective
resistingsubject, always
subject, deterritorializesthe
domain of the state by organizing a new kind of social power which
cannot be mobilized by war and the fear of war. The state elevates fear
into the basic principlewhich underpinsall formsof humanassociation.
Fear is mobilized by the state in the cause of the extractionof surplus
value (the phenomenaof "militaryKeynesianism"and "the nationalsecuritystate").38The struggleforpeace is thus inextricablylinked to countervailing practices which have as their goal the elimination or the
demobilizationof thosefearswhichmotivatethepreparationof war,be it
nuclear war or the various modes of "low intensityconflict."
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Kenneth
Surin
47
In this way the creation of a "post-bourgeois"civil society becomes
possible forthe firsttime (which is not to implythatthis new society is
necessarily more "proletarian,"that is, in the old-fashioned sense of
"productivelabour"). It becomes possible to create thisnew civil society
because in an integratedworld-capitalismwhichis essentially"paranational" in form,thereis no state, no "new" state,into which this different
"heterotopic"socius can effectivelybe sublimated.There now exists the
real possibility of devolving all the many and various functionsof the
state to the apparatuses which it comprises, and thus to the different
collective subjects who emerge,and are emerging,in the course of this
decompositionof theinstitutionalassemblage thatis thestate.This "withering away of the state" provides social theorywiththe "imaginary"for
"utopia" or "heterotopia," a "utopia/heterotopia" that is unfolding,
thoughnotnecessarily"progressing"politically,in thecurrentsocial and
culturalterrain.(This terrain,in the developed or overdeveloped nations
at any rate, is one thathas in any case become typically"post-political"
- to use a notion of Negri's and Virilio's). An approximationto this
utopia, Negri pointsout, is itselfpromisedby the traditionalwielders of
power: theyproffera peaceful society so technologicallyadvanced that
classes will no longer exist and "liberal capitalism" or "the values of
westernculture"will no longer have anythingleft to contest.39But it is
not "advanced technology"and the accompanyingtalismanicinvocation
of "western values" that will remedy a deformedsocial order- only
thecoming
ceaseless humaneffort,and in the end humantransfiguration,
collective subjectivities,can accomplish
into being of new and different
this.40
The objection thatcan plausiblybe raised against theview of the state
being canvassed here is thatit is too "optimistic,"thatit involves a gross
over-estimationof the influenceand importanceof the new social movements,theirsocial agents,and an attendant"micro-politics."41 It is hard
even to know where one should begin when addressingan objection of
this kind. The respectiveavowals or disavowals of "optimism"are notoriously and invariablydependenton the particularstandpointsof those
who happen to be the protagonistsin such controversies.Possibly the
least unsatisfactory
way we have of respondingto these chargesof "optimism" or "romanticism"is forus to indicatethattheanalysis of the state
outlined in thispaper is irreducibly(thoughof course not merely)philosophical. And "philosophical" notso muchin themoreconventionalsense
of being an assemblage of "a priori"principles,but in a way akin to the
Kantian "synthetica priori." In this way, it can thenbe maintainedthat
thisparticularnarrativeof "the witheringaway of the state" is notpredicated on a philosophyof the will, thatis, a philosophywhichaffirmsthe
principle of an interiority(traditionallyunderstoodin termsof the will
and its cognates, e.g., the soul or consciousness or whatever).With the
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48
Marxism(s)and "TheWithering
AwayoftheState"
it is no longerpossibleto understand
politirejectionof thisphilosophy,
cal changein termsofa "bending"ofthewillorthegetting
ofmanywills
to act in whatever
kindofconcert.It is perhapsnoteworthy
thatNegriwho has morethanonce beenchargedwithbeingan unabashedvoluntarist- repudiatesan understanding
of politicalchangepremisedon just
sucha philosophy
ofthewill.In an interview
withAliceJardine
andBrian
Massumihe was askedabouthis "optimism"
and gave an answerthatis
worthquotingat length:
"Optimismof reason, pessimismof the will" is directedpolemically
against the traditionalposition of the Communistsof theThirdInternational: "pessimismof reason,optimismof thewill." What does that
mean? It means thatfromthepointof view of relationsof forcereality
cannot be changed, one cannot attack it, but that one can commit
oneself to a cause in a totallyvoluntaristicway. The optimismof the
will is will-power exercised against the dictates of reason. I have
always considered this position blind, mystical,and unreasonable in
theworstway. Inherentin thisconceptionis theidea thatifrealitycan
be changed at all it is by a small minority,
by an entirelysingularwill.
I have seen thispessimismof reason and optimismof thewill in action
in terrorism.All of theterrorists
I have knownthought...thatonly an
individual act that broke throughthe crust of reality could have a
positive impact.... This practico-materialinertiaof the real presupposes the exceptional moment,the Blitz of reason, the Jetztof the
momentof rupture.I see this as an internalizationof Leninism....
Along withthis comes an aristocraticattitudeand a definitionof the
intellectual as one who is capable of voluntaristicallypointingthe
way, as a Nietzschean intellectualcapable of breaking throughby
forceof will....42
Thisdeleuzian"deconstruction"
ofthephilosophy
ofthewillendorsedby
the
an
for
alternative
ofpolitics,one which
Negripaves
way
philosophy
the
constitutive
for
such
a
force,
acknowledges
philosophy,of those
irreducible
elementswhichfeedintotheconstruction
of (an alwayscolin
lective)subjectivity: Negri'swords,"respect,sharingideas,thepossiofbuildingsomething
These
bilityofcontact,thepossibility
together."43
newsubjectivities
are theloci ofa multiplicity
ofpowersand potentials,
unlike those philosophieswhichbase themselveson the principleof
- in thesephilosophies,a singularization
or monologization
interiority
of the will is inevitablytakento be the enablingconditionof human
transformation.
Integralto thevery"idea" of thestateis a "logic" which
whichgeneratesthis
posits the stateas the set or unityof institutions
In
of
the
will.
and
thishomogemonologization
manifesting legitimating
nizing "logic," the modernstate had requiredall the processes of human
transformation
to be mediated by its apparatuses. It was thus radically
even
disenabling,
"dystopian." The possibilityof creating new (collective) subjectivitiesis thereforethe mutualimplicateof the possibilityof
undoing the effects of these mediations. The "imaginary" for a new
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KennethSurin
49
I have soughtto sketchin thissectiongenerates
"utopia/heterotopia"
which
facilitate
the"mapping"ofthispossibility,
resources
just
cognitive
as theprogressiveundoingof themediationsof theapparatusesof the
ofthis"imaginary."44
consolidatestheplausibility-structures
statefurther
It will be the task of a marxistsocial theory,
bothnow and in the
to "theorize"themoment
of this"utopia/heterotopia"
foreseeablefuture,
all thatstandsagainstit.45This
by (amongotherthings)defetishizing
social theorywill thusbe one thatnamesthestateand its "idea" as the
extensionoftheprocessesofaccumulation,
and
functional
and fetishized
in so doingwill registertheprocessesof its "withering
away."For this
analysishingesitselfon therealizationthatthesocial and theeconomic
of courseone does not wantto
bases of the state(thoughultimately
thisdistinction)
havebegunto crumble.One can saythatitis to
maintain
morethantwenty-five
HenriLefebvre'simmense
creditthathediscerned,
of
this
the
fora newkind
yearsago,
implications
particular
development
ofsocialistpractice,one whosegoverning
he
calls
principle
"generalised
self-management."
Accordingto Lefebvre,the"withering
away of the
stratestate"makespossiblea socialismwhichis implemented
through
of
and
the
confusion
and
disorder
which
gies "unceasingconfrontation,
new
of
a
the
constitution
of
base
network
order;
generatea
organisations
theinterests
of thosegroupswhich
ratherthanrepresenting
presenting
constitute
'thepeople'...."46 The "witheringaway of thestate"createsa
fortheleft- it generates,
on thisaccount,a conjuncture
"counter-site"
whichproducesnewsubjectswho,unlikesocialistsof previousgenerations,are not fatedthistimeto be positionedon the terrainof their
notto proposea politics.It is, in so
adversaries.To say thisis certainly
faras it is anything
thathas to do witha recognizablysocialistand
marxist
to indicatecertainstrategic
politics,a smallattempt
possibilities
madeavailableto us in thepresenthistorical
conjuncture.47
Notes
1. Nicos Poulantzas,State,Power,Socialism,trans.PatrickCamiller,
(London:Verso,1978),p. 11.
2. AntonioNegri,"Joumeys
civilsociety(In memory
ofPeterBriickner),"
inThePoliticsof
through
Subversion:
A Manifesto
FirstCentury
(Cambridge:
fortheTwenty
PolityPress,1989),p. 170.
3. RaymondWilliams,Towards2000 (Harmondsworth:
Penguin,1985),pp.268-9.
4. Ofthemanyhistorical
accountsofthetransformations
whichtookplaceatandsincetheendofthe
MiddleAges,I havefoundthefollowing
to be useful:FemandBraudel,Civilization
and Capitalism,
trans.Sin Reynolds,3 volumes,(New York:Harper& Row, 1981-4);Carlo M.
15th-18th
Century,
Cipolla,BeforetheIndustrialRevolution:EuropeanSocietyand Economy,1000-1700(New York:
Norton,
1976);MichaelMann,TheSourcesofSocialPower,vol. 1,(Cambridge:
Cambridge
University
Press,1986); JanetL. Abu-Lughod,
BeforeEuropeanHegemony:The WorldSystem
A.D. 1250-1350
Press,1989); and CharlesTilly,The FormationofNationStatesin
(New York:OxfordUniversity
Western
NJ:Princeton
Press,1975).A moreintroductory
Europe(Princeton,
University
conspectusis
to be foundin Gianfranco
Poggi,TheDevelopment
oftheModernState:A SociologicalIntroduction
Stanford
(Stanford:
Press,1978),pp. 16-59.
University
5. The matter
ofperiodizing
thesedevelopments
andchangeshasalwaysbeenproblematic,
andthere
is no consensuson datingthe"origins"of theModemAge or therelatedemergenceof a capitalist
linkedin someaccounts e.g. Braudel's withthe"rise
(an emergence
world-system
inextricably
oftheWest").Braudel(in Civilization
and Capitalism,
vol. 3, p. 92) arguesthat"thefirstworld-econcenturies."
Immanuel
omyeverto takeshapein Europe[arose]betweentheeleventhand thirteenth
TheModernWorld-System,
3 vols.,(New York:AcademicPress,1974-1980),beginshis
Wallerstein,
narrative
at 1450. MarshallBerman,inAll Thatis SolidMeltsintoAir:TheExperienceofModernity
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50
Marxism(s) and "The WitheringAway of theState"
at 1500.MichaelMann,in TheSourcesof
ofmodemity
(London:Verso,1983),locatesthebeginning
- peasantcommunities,
networks
Social Power,statesthat"[by] 1477...localeconomic-power
lordly
settled
andartisanguilds whosecompetition
intothatsingle,
towns,andmerchant
manors,
gradually
weknowas capitalism...
diffuse
setofprivate-property
into
weredeveloping
universal,
powerrelations
theirsimpler,
A.D. 1000as thetime
modemform"(p. 510). MannfollowsCarloCipollainidentifying
inEurope.Fora briefer
whenthisprocessofchangebegantobe initiated
ofMann'sviews,
presentation
a Historical
inJeanBaechler,
JohnA. Hall
see his"EuropeanDevelopment:
Explanation,"
Approaching
andMichaelMann,eds.,Europeand theRise ofCapitalism(Oxford:Blackwell,1988),pp. 6-19.
Debateson thequestionof such"origins"arehoweverbedevilledby insurmountable
terminological
is right
to suggestthatarguments
andinmyviewJanetAbu-Lughod
about
andconceptualdifferences,
See
thebeginnings
of"modem"capitalismorthe"modemworld(economic)system"are"fruitless."
in anycase advancestheinteresting
herBeforeEuropeanHegemony,
argument
pp. 8-9. Abu-Lughod
andthirteenth
was onlyone ofa number
centuries
thatEuropeinthetwelfth
ofworld-economies,
"an
intotheRed
thatstretched
toanongoing...worldsystem...
theMediterranean
through
upstart
peripheral
theStrait[sic] of Malacca to reach
Sea and PersianGulfand on intotheIndianOcean and through
China"(p. 12).
thesignificance
oftheriseoftheEuropeancitiesinthelatemedieval
6. Hegel,forone,acknowledged
on a basisofcivillaw [Recht]
periodwhenhe saidthattheywereplaces"wherea socialorganization
ofprincesandfeudallords."See hisThe
as powersreacting
was firstresuscitated,
againsttheauthority
trans.J.Sibree,(New York:Dover,1956),p. 387. Translation
altered.
slightly
PhilosophyofHistory,
notedbyHegelinthispassagewasaccompanied
The expropriation
oflegalpowerfromthearistocracy
andSean
ofthenatureofstatute.
As PhilipCorrigan
changeinunderstandings
byan equallyprofound
withtheTudorRevolution
ofthe1530s):
Sayer,citingtheworkofG.R. Elton,havenoted(inconnection
conservative
"themedievalconception
oflaw hadingeneralbeena highly
anddivine,
one;laws,natural
aboutthe1530swas thenotionthatParliaments
make
were"disclosed."Whatwas so revolutionary
cannotdo, even in spherespreviously
laws, and on earththereis nothingan Act of Parliament
See Corrigan
andSayer,TheGreatArch:EnglishState
considered
theprovinceofspiritual
authority."
as CulturalRevolution
Formation
(Oxford:Blackwell,1985),p. 53. The workinquestionbyEltonis
2nded., 1974).
EnglandundertheTudors(London:Methuen,
because"he"- thissubjectis typically
7. This"modem"subjectis "self-defining"
white/male/hetof thecosmicordersponsoredby themedievalChristian
erosexual- is now definedindependently
to
so
have
be
defined
for
Kant
is
an
obvious
of his
implication
ecumene.Thatthissubjectwould
as "man'sreleasefromhis self-incurred
of"Enlightenment"
characterization
tutelage"andhisdefinitomakeuseofhisunderstanding
without
direction
as "man'sinability
fromanother."
tionof"tutelage"
in LewisWhiteBeck,ed. andtrans.,
Kanton History
See InmanuelKant,"Whatis Enlightenment?,"
1963),p. 3.
(New York:Bobbs-Merrill,
8. This is clearfromthefollowing
passageintheContratSocial:
The passagefromthestateofnaturetocivilsocietyproducesa veryremarkable
change
in his conduct,and givinghis actionsthe
in man,by substituting
justiceforinstinct
when
had
lacked.
Then
the
voice
of
takes
the
only,
duty
morality
they formerly
place of
physicalimpulsesand rightof appetite,does man,who so farhad consideredonly
and to consulthis reason
findthathe is forcedto act on different
himself,
principles,
tohisinclinations....
beforelistening
We might,overand above all this,add, to whatmanacquiresin civil society,moral
freedom,whichalone makeshimtrulymasterof himself;forthemereimpulseof
toourselvesis freedom.
whileobediencetoa lawwhichweprescribe
appetiteis slavery,
andDiscourses,trans.G.D.H. Cole,(London:Dent,
See JeanJacquesRousseau,TheSocial Contract
Translation
altered.
1913),1,8, (pp. 15-16oftheCole translation).
slightly
9. TheSocial ContractI, 8, p. 16 oftheCole translation.
ofHumanHistory,"
trans.EmilL. Fackenheim,
10.ImmanuelKant,"Conjectural
inLewis
Beginning
betweencultureandnatureis
WhiteBeck,ed.,Kanton History,
pp. 53-68.Kantsaysthattheconflict
and intractably
mostevidently
positedin Rousseau'sOn theArtsand Sciencesand On theOriginof
toresolveitis madeintheContratSocial andEmile.The
whereasa moredetermined
effort
Inequality,
resolution
byRousseau'sownadmission,
simple:sincemoraleducation,
proposedbyKantis relatively
thisconflictwillbe abolishedonlywhencultureitself
takesplace in thedomainof society/culture,
moralendofthehumanspecies"
becomes"a secondnature"- this,saysKant,"indeedis theultimate
(p. 63).
ofHumanHistory,"
ofthestateofnatureis that
11. "Conjectural
Beginning
p. 68. Kant'sestimation
ofall thenatural
whileit"didholdupthedevelopment
finally
capacitiesofhumanbeings,itnonetheless
theevils in whichit involvedthem,to leave thisstateand enterintoa civil
forcedthem,through
would
be
See
a
in whichall theirdormant
his
"Idea
for
Universal
constitution
capacities
developed."
HistoryWitha Cosmopolitan
Purpose,"in Hans Reiss,ed., and H.B. Nisbet,trans.,Kant'sPolitical
ofthestateofnature
Press,1970),p. 49. Kant'sdepiction
(Cambridge:
Cambridge
University
Writings
is compatiblewiththefirstthreeof thefourstagesidentified
byRousseauin thespeculative(by his
ofthehumanspeciessketchedin hisDiscourseon theOrigin
ownadmission)developmental
history
betweenKantandRousseauemergesmostclearlyinrelation
tothefourth
Thedifference
ofInequality.
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Surin
Kenneth
51
inadvancedcivilsociety,
Rousseaumaintains,
forRousseau)stageofthishistory:
(and current,
gross
existand humanbeingshavetotoilina stateofunrelieved
misery.
inequalities
betweenRousseauand Kant one shouldnotoverlooktheirobvious
In mentioning
the differences
as pointedoutby Hegel in thesectionon Rousseauin his Lectureson thePhilosophyof
affinities,
Press,1955),vol. 3, pp.
History,trans.E.S. Haldaneand FrancesH. Simson,(New York:Humanities
arelucidlyenumerated
in AndrzejRapaczynski'sotherwise
400-402.Theseaffinities
and differences
Natureand Politics:Liberalismin thePhilosophiesof Hobbes,Locke,and Rousseau
problematic
Press,1987),pp. 239-48.
(IthacaandLondon:ComellUniversity
thisoutlineofthemodifications
introduced
12. Inpresenting
byKanttoRousseau's"project"I follow
TheOriginsofModernSocial TheoryFromKanttoHegel to
JohnF. Rundell,OriginsofModernity:
Marx(Madison,Wisconsin:University
ofWisconsinPress,1987),pp. 14ff.As willbe indicated
later,
however,I cannotfullyacceptRundell'sclaim that"Kant ends Rousseau's ambiguousnotionof
of Kant's"formalism"
freedom"(p. 14): it couldbe arguedthatHegel's repudiation
involvesat least
to a "half-(re)tum"
to Rousseau,and to theextentthatHegel's critiqueof
something
approximating
Kantis probative,
Rousseau'saccountoffreedom
mustat leastinpartbe preferred
toKant's.
13.On this,seeGillesDeleuze,Kant'sCriticalPhilosophy:
TheDoctrineoftheFaculties,trans.Hugh
ofMinnesotaPress,1984),p. 32.
TomlinsonandBarbaraHabberjam,
(Minneapolis:University
14. To quotefromHegel'sLectureson theHistoryofPhilosophy,
vol. 3, pp.460-61:
... [Kantian]freedom
is...onlythenegative
ofeverything
else;nobond,nothing
external,
Itis tothisextent
itis theidentity
ofthewill
indeterminate;
laysmeunderan obligation.
withinitself,
itsat-homeness
withitself.Butwhatis thecontent
ofthislaw? Herewe at
Forthesoleformofthisprinciple
is nothing
more
oncecomebacktothelackofcontent.
orless thanagreement
withitself,
theformal
oflegislation
inthis
universality;
principle
solitudecomesto no determination....
internal
The universal,
thenon-contradiction
of
whichcomestobe realityinthepracticalspherejust
content,
self,is without
something
as littleas inthetheoretical....
Thus forthe determination
of duty...Kant has contributed
nothingbutthe formof
whichis thelaw ofabstract
Thisis thedefectintheprinciple
identity,
Understanding....
of Kantand Fichte,thatitis reallyformal;chilldutyis thefinalundigested
lumpleft
withinthestomach,
therevelation
givento Reason.
For Habermas'ssimilarcritiqueof Kant,see "Labor and Interaction:
Remarkson Hegel's Jena
JohnViertel,
andPractice,trans.
(Boston:BeaconPress,pp. 142-69.
Philosophy
ofMind,"inhisTheory
toexplaintheir
forhumans
HabermasrepeatsHegel'schargethatKant'sconcessionthatitis impossible
interest
inknowledgeor morality
arenotthemselves
effectively
impliesthatthecanonsofrationality
defensible.
rationally
15. WhileKantmakesthemoralcommunity
coextensive
withhumanity
in general,Rousseau,like
arealwaysbounded:suchcommunities
are alwaysconstituted
Hegel,insiststhatmoralcommunities
andbylawsand institutions
whichgoverntheserelationships.
by specificassociationsand affiliations
See theFirstVersionoftheSocial Contract,
also titledGenevaManuscript,
in R.D. Masters,ed.,On
theSocial Contract(New York:St. Martin'sPress,1978),pp. 161-62.For Hegel's criticism
of the
natureofKant'sphilosophy,
abstract
see hisNaturalLaw: TheScientific
essentially
WayofTreating
NaturalLaw,Its Place in MoralPhilosophy,
and ItsRelationto thePositiveSciencesofLaw, trans.
T.M. Knox,(noplaceofpublication:
ofPennsylvania
Press,1975),p.70 andp. 83. Themost
University
assessment
ofHegel's critiqueof KantremainsLukaics'sTheYoungHegel: Studiesin the
significant
RelationsbetweenDialecticsand Economics,trans.RodneyLivingstone,
Mass.: MIT
(Cambridge,
Press,1976).See especiallypp. 146-67.
16.SeylaBenhabib,
Norm,and Utopia:A StudyoftheFoundations
Critique,
ofCriticalTheory(New
York:ColumbiaUniversity
Press,1986),pp.279ff.
17. GillianRose,Hegel contraSociology(London:AthlonePress,1981).
18. On thisaspectof Weber'srelationto theHegeliantradition,
see HarryLiebersohn,
Fate and
Mass.: MIT Press,1988),esp. pp. 78-125;and
Utopiain GermanSociology,1870-1923(Cambridge,
LawrenceA. Scaff,FleeingtheIronCage: Culture,Politics,and Modernity
in theThought
ofMax
Weber(Los AngelesandBerkeley:University
ofCalifornia
Press,1989),p. 56.
19. In characterizing
I am not intending
to underwrite
an
Maclntyre'stheodicyas a mythology
of"myth"
whichdeniesto itanysignificant
heuristic
value.On thecontrary,
Enlightenment
conception
I endorsePaul Virilio'scontention
that"myths
havean analytical
capacitythatcannotbe denied."For
Pure War,trans.MarkPolizzotti,(New York:Semiotext(e),
this,see Virilioand SylvereLotringer,
11.
evasions
are
noted
in FredricJameson,
1983), p.
Maclntyre's
political
"MoralityversusEthical
MarxisminAlasdairMaclntyre
substance;or,Aristotelian
(1983-84),"inhiscollectionofessays,The
1971-1986
of
(Volume1. Situations
IdeologiesofTheory:Essays
ofTheory)(Minneapolis:University
MinnesotaPress,1988),pp. 181-5;andSabinaLovibond,"Feminismand Postmodemism,"
NewLeft
#178
5-28.
Review,
(1989), pp.
20. Neo-Kantianisms
arealso characterized
butitis
byan equallyproblematic
practicalimmobility,
no
means
of Habermasand(as I haveindicated
in note19 above)
certainthatthecounter-proposals
by
Maclntyre
are themselves
entirely
freeofthisparticular
difficulty.
Seyla Benhabib,forinstance,
has
ethicsina practical
direction
soughttoextendHabernnas's
projectofa communicative
by
represented
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52
Marxism(s)and "TheWithering
AwayoftheState"
communities
ofsolidarity.
See herCritique,
Norm,and Utopia,pp.279ff.SabinaLovibond,
"concrete"
andPostmodemism"
inher"Feminism
to"thereactionary
(citedinnote19 above),hasdrawnattention
ethics"madeby MacIntyre.
See also theessayby
of theproposedretumto customary
implications
FredricJamesoncitedinthesamenote.
accountremainstobe givenoftheseveralsignificant
A fullerhistorical
to go
(neo-Hegelian)
attempts
less-flawed
characterizations
of civilsociety.Theseendeavorsinvolve
"beyond"Hegelbyproviding
turn.ThusLukics,inhisnotesfora projected
bookon
whatcan bestbe describedas a "theological"
contrasted
theGermanideaofthesolitary
soulinan immediate
relation
to God
Dostoevsky,
explicitly
ofthesoulas a constituent
in an isolatedworldwiththeRussianidea (whichLukicsvastlypreferred)
ofa divinelyordainedcommunity.
On this,see Liebersohn,
Fate and UtopiainGermanSociology,p.
186. And,as HelmutPeukertandothershavepointedout,Habermas'sethicofa universalcommunistultifies
itselfifitpositsas thisethic'ssubjectsonlythosewhoareliving:solidarity
cativesolidarity
thatis, if,in themannerfigured
is universalonlywhenit is "anamnestic,"
by WalterBenjamin,it is
andlongedforthebetter
whichencompassesall thedead whohavestriven
future.
On this,
solidarity
see HelmutPeukert,
Science,Action,andFundamental
Theology:Towarda Theology
ofCommunicativeAction,trans.JamesBohman,(Cambridge,
Mass.: MIT Press,1984).Benjaminand Bloch areof
inthis"theological"
turn.
courseotherrepresentative
figures
of Hegel is opento question.JamesSchmidthas argued
21. I am wellawarethatthisinterpretation
thatHegel'suse of theterm"civilsociety"has no parallelamongearlierusagesof itanditscognates.
als Bourgeois":TheConceptof"CivilSociety"inHegel'sPolitical
See his"A Paideia forthe"Biirger
2(1981),pp. 469-93.SchmidtclaimsthatHegel'sdiscussions
Thought,"
HistoryofPoliticalThought,
of itssocialcontradictions
to providea resolution
ofcivil societyarenotreallyintended
(as has been
theplaceofa contemporary
Christian
Hegelis seekingto determine
arguedhere);rather,
pedagogyin
similarargument
has beenmadeby
a societybased on theprincipleof market
exchange.A roughly
LaurenceDickeyinhismagisterial
Hegel: Religion,Economics,and thePoliticsofSpirit,1770-1807
Press,1987).The readingof Hegelcanvassedin thispaperis not
(Cambridge:CambridgeUniversity
in opposition
to theviewsofSchmidtand Dickey.My specificclaimis thatHegelis part
necessarily
of social theoryextending
fromRousseauto Habermaswhichhas as one of its
of a wholetradition
contradictions
of bourgeoiscivil society.A muchmore
principaltopoithequestionof theinternal
cameintoconflict
with
versionofthisclaimwouldhavetobe advancedbeforemyargument
forceful
ofSchmidtandDickey.
theformulations
ofPeterBriickner),"
civilsociety(Inmemory
"State
22. ForNegri,see inparticular
through
"Joumeys
and "Somenotesconcerning
theconceptofthe'nuclear
and class in thephaseof realsubsumption,"
withNegri,"Copyright
#1(1988),
state',"inThePoliticsofSubversion,
pp. 169-99.See also"Interview
theneedto distinguish
betweenthestateas an "idea"
pp. 74-89.The late PhilipAbramshas stressed
forhimthestatedoesnotexistinthelattersense).See his"Noteson the
and as a "real"object(though
theState(1977),"JournalofHistoricalSociology,1(1988),pp. 58-89.I shall
ofStudying
Difficulty
to somethemesbroachedbyAbramslaterinthispaper.
return
inhischaracterization
ofcivilsociety,
oftheHegelianaffinities
23. ForGramsci'sacknowledgement
see theQuadernidel Carcere,Felice Platone,ed., volume6 (Passato e presente),(Turin:Einaudi,
1951),p. 164.
thegrowingstateincorporation
24. Thoughtobe fair,Gramscidid ina senseacknowledge
ofcivil
fromPrison
societyin modemtimes.See especiallytheessay"StateandCivilSociety"inSelections
NowellSmith,ed. andtrans.,
HoareandGeoffrey
Notebooks,
(London:LawrenceandWishart,
Quintin
1971),pp. 210-76.See in particular
pp. 262ff.ButGramscialwaysinsistedthatcivilsocietyenjoysa
ofthestate,theformer
of"hegemony"
and thelatterthat
constitutive
beingtheterrain
independence
inSelections
of"directdomination"
or"force."See his"TheIntellectuals,"
fromPrisonNotebooks,
pp.
5-23. See especiallyp. 12. But see also "Stateand Civil Society,"whereit is assertedthat..."civil
state
See
also
239
and
The
thrust
of
is
"State"
indeed
is
the
itself'
261.
160,
too,
263).
society...
pp.
(p.
mustnow be
hereis thatany assertion,howeverqualified,of this"independence"
my argument
of Gramsci's
For finediscussions,to whichI am indebted,
regardedas hopelesslyproblematic.
treatment
ofthedistinction
betweentheideologicalsuperstructure
(i.e. civilsociety)andthestate(i.e.
and
Consciousness,
Hegemony,
"politicalsociety"),see JosephV.Femia,Gramsci'sPoliticalThought:
Process(Oxford:OxfordUniversity
theRevolutionary
Press,1987),pp. 24-129;andBob Jessop,The
Press,
CapitalistState:MarxistTheoriesand Methods(New Yorkand London:New YorkUniversity
1982),pp. 142-52.
ofcivilsocietywiththeeconomic"base,"seetheclaim,madeexplicitly
25. ForMarx'sidentification
in Marx's
in regardto Hegel,that"theanatomyofcivilsocietyis to be soughtinpoliticaleconomy,"
Prefaceto A Critiqueof PoliticalEconomy,in David McLellan,ed., Karl Marx: SelectedWritings
Press,1977),p. 389. See also TheGermanIdeologyinMarxand Engels:
(Oxford:OxfordUniversity
CollectedWorks,
vol. 5, (New York:International
Publishers,
1976),whereMarxsaysthat"theform
determined
forcesat all previoushistorical
of intercourse
bytheexisting
stages,and in its
productive
turndetermining
these,is civilsociety"(p. 50), andalsothat"civilsocietyembracesthewholematerial
withina definite
ofproductive
forces"(p. 89).
ofindividuals
intercourse
stageofthedevelopment
26. "Stateandclassinthephaseofrealsubsumption,"
ThePoliticsofSubversion,
p. 178.Inaccepting
inthelatestphaseintherecomposition
ofcapital,
ofworkers'
struggles
Negri'sstresson thecentrality
to the multipleand complex
I am at the same timeaware of his failureto attendsufficiently
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KennethSurin
53
thesestruggles.
determinations
Thispointis wellmadeinJamesO'Connor,Accumulation
underpinning
Crisis(Oxford:Blackwell,1984),pp.7-8.
ThePoliticsofSubversion,
27. "Stateandclass inthephaseofrealsubsumption,"
p. 178.
28. Nicos Poulantzasprovideswhatis perhapsthemostsustained
critiqueofboththesepositionson
thestate.See inparticular
hisState,Power,Socialism,trans.PatrickCamiller,(London:Verso,1980).
and PoliticalStrategy
See also Bob Jessop'simportant
(New
studyNicosPoulantzas:MarxistTheory
York:St. Martin'sPress,1985).See especiallypp. 336ff.
29. HereI followtheaccountgivenbyPoulantzasinState,Power,Socialismandelaborated
byJessop
viewofthestateis directly
withtheone
inthestudycitedinnote28 above.ThisPoulantzian
congruent
of
For
this
see
the
so-called
school"
claim, RobertBoyer,
"regulation
politicaleconomy.
espousedby
trans.CraigChamey,(New York:ColumbiaUniversity
TheRegulation
School:A CriticalIntroduction,
An
indebted
to
the
of
92ff.
the
economicconditions
Press,1990),pp.
account,
school,"
"regulation
associatedwiththe rise of "postmodemity"
is to be foundin David Harvey,The Conditionof
An Enquiryintothe Originsof CulturalChange (Oxford:Blackwell,1989). See
Postmodernity:
especiallypp. 121ff.
doesnotmakeconflicts
30. As AlainLipietzputsit:"Thestate,as a terrain
ofstruggle,
but
disappear,
so thatindividuals
and classesdo not
thehegemonicconfiguration
of social relations,
it does protect
on a Tale: The MarxistFoundations
of
consumethemselves
in endlessstruggle."
See his"Reflections
theConceptsof Regulationand Accumulation,"
trans.JaneJensonand MargieMendell,Studiesin
onthetopicofthestateas a "terrain
PoliticalEconomy26 (1988),p. 18.Thereis a sustained
reflection
of struggle"in RaymondWilliams,Towards2000, pp. 177-217. Williamswas of course much
influenced
byPoulantzas.
31. It is difficult
to makethispointanybetterthanthelate PhilipAbrams:"The stateis at mosta
- an ideologicalartefact
and independence
to the
messageof domination
attributing
unity,
morality
ofthepracticeofgovernment."
amoralanddependent
See his "The Difficulty
of
disunited,
workings
theState,"p. 81. The claimthatthestateis no morethan"an idea" holdstrueof thestatein
Studying
all itshistorical
and geopoliticalvariants itdoes notrelyforitsplausibility
on anyspecifictheses
ofthispaperthat
However,it is assumption
concemingthedifferent
phasesofcapitalist
development.
thelatest,"paranational,"
stageof capitalistaccumulation
generates,
perhapsforthefirsttime,the
conditions
whichitpossibileto namethis"idea" forwhatit is andthusto accountforits"material"
effectiveness.
32. Thevisionoftherevolutionary
bythisaccountis morecomplexandmulti-facprocesssuggested
etedthanthatpromoted
marxistaccounts.Carl Boggs has rightly
notedthatthe
by moretraditional
Gramscian"project"mustmove froma construalof "hegemony"and "counter-hegemony"
which
and axiologicalproperties
of social movements
to one
privilegesthe morepurelyepistemological
which,alongthelinesdescribed
Williams,emphasizeswhatWilliamsterms"livedsocial
byRaymond
relations."
Boggssaysthat"Gramsciglimpsedthegeneraloutlinesofthisproblembutlittleelse."See
Marxism(Boston:SouthEnd
Boggs,The TwoRevolutions:Gramsciand theDilemmasof Western
modelis to be foundin
Press,1984),p. 284. Williams'sseminalcritiqueofthe"base-superstructure"
"Base and Superstructure
in MarxistCulturalTheory,"in Problemsin Materialismand Culture
(London:Verso,1980),pp. 31-49.
33. Fortheinterpretation
of theRousseauian"stateofnature"as a realmof transparency,
see Jean
Rousseau:Transparency
and Obstruction,
trans.Arthur
Starobinski,
Goldhammer,
Jean-Jacques
(LondonandChicago:University
ofChicagoPress,1988),see especiallypp. 25-6.
34. The "fall"ofcivilsocietyis an intrinsic
"thewithering
partofthegeneralprocessI havetermed
away of the state."The end of bourgeoiscivil societyalso deprivessociology- thetheoryof the
resolution
oftheintemalcontradictions
ofcivilsociety,i.e. thatwholetradition
whichextendsfrom
RousseauandKantvia HegelandMarxto Habermas- ofa rationale
foritsexistence.
35. It is howeverinteresting
to notethatBorisKagarlitsky
believestheSovietUniontodayto be
confronted
withonlytwogenuine"choices":eitherthecontinuation
ofbureaucracy
orthecreationof
a civilsociety(in Kagarlitsky's
case onethatwillcertainly
be "non-bourgeois").
See his"Perestroika:
The DialecticofChange,"in MaryKaldor,GerardHoldenandRichardFalk,eds.,TheNewDetente:
East-West
Relations(London;Verso,1989),pp. 323-50.See especiallyp. 349.
Rethinking
36. My formulation
hereis infactmostaccordant
withthepositionofthe"regulation
school."See
MichelAglietta,
"WorldCapitalismintheEighties,"
NewLeftReview#136(1982),pp.5-42;andAlain
NewLeftReview#132(1982),pp.33-47.Forotheraccounts,see
Lipietz,"TowardsGlobalFordism?,"
EmestMandel,Late Capitalism,trans.JorisDe Bres,(London:Verso,1978); Neil Smith,Uneven
Nature,Capitaland theProduction
Development:
ofSpace (Oxford:Blackwell,1984); and Carolyn
M. Vogler,TheNationState: TheNeglectedDimensionof Class (Aldershot:
Gower,1985). Robert
whenhe saysthatthesameinternational
economicmeasure
Boyerthusstatesa virtualcommonplace
ordevelopment
has a variableimpactdepending
inevitably
uponthenationalspacein question:..."the
sameintemational
disturbance
(anoilpriceincrese,
rates,etc.)hasdifferent
risinginterest
consequences
in France,Germany,
theUnitedStatesandJapan,or amongoil producers
and oil importers."
See his
TheRegulationSchool,p. 70. The crucialquestion,on whichthereis certainly
no unanimity
between
thesewriters,
is howevertheoneofcausality:is integrated
"a function
oftheuniversal
world-capitalism
ofthelawunequalandcombined
(as is claimedinMandel,p. 23), oris itinstead
validity
development"
thecase thatunequaldevelopment
is a function
oftheglobally-integrated
character
of latecapitalism
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54
Marxism(s)and "TheWithering
AwayoftheState"
whichis morecongruent
withtheviewsoftheother
(as is claimedinSmith,p. 98)? Thelatterposition,
moreplausible.
writers
mentioned
inthisnote,appearstobe somewhat
37. On theimportance
of warandthefearof waras a mechanism
forsecuringsocial integration
in
thepresentday state,see RaymondWilliams,Towards2000, pp. 218-40; and Negri,"Some notes
theconceptofthe'nuclearstate',"ThePoliticsofSubversion,
concerning
pp. 191-99.Butabove all,
see Paul Virilio,L'Insecurit6
du territoire
(Paris:Stock,1976);L'Esthetiquede la disparition
(Paris:
Ballard, 1981); Speed and Politics:an Essay on Dromology,trans.Mark Polizzotti,(New York:
and
trans.
Mark
Polizotti,(New York:
Semiotext(e),1986); PopularDefense
Ecological Struggles,
trans.PatrickCamiller,(London:
Semiotext(e),1990); Warand Cinema:TheLogisticsofPerception,
PureWar.
Verso,1989); andVirilioand SylvereLotringer,
see AlainLipietz,"The Debt Problem,EuropeanIntegration
38. On "military
and
Keynesianism,"
theNew Phase ofWorldCrisis,"NewLeftReview#178(1989),pp. 37-50.On "thenationalsecurity
Crisis,pp. 188ff.
state,"see JamesO'Connor,Accumulation
civilsociety,"
ThePoliticsofSubversion,
39. Negri,"Journeys
through
pp. 175-6.
40. NegrihasbeenaccusedbyAlainLipietz,andlessdirectly
byAsorRosa,of"a headlongvoluntarist
Creditand theWorld
flightintothefuture"(Lipietz).See Lipietz,TheEnchantedWorld:Inflation,
Crisis,trans.Ian Patterson,
(London:Verso,1985),p. 141. Rosa objectsto whathe regardsas the
and unproductive
formsof rebellionpromoted
likeNegri.See hisLe Due
gratuitous
by intellectuals
toRobertLumley,
StatesofEmergency:
Societd(Turin,1977).I amindebted
Cultures
ofRevoltinItaly
and a helpfuldiscussion.
from1968 to 1978 (London:Verso,1990),pp. 308ff.,forthisreference
ofNegriin
Umberto
Eco, inhisromana clef,TheNameoftheRose,providesan allegoricaldepiction
thefigureof thefanaticalBrotherMichael,a renegadeFranciscanwhogoes to thestakefortaking
andpenance.I shallarguesubsequently
theteachings
ofSaintFrancison poverty
thatthese
"literally"
includesanyonewhosharesa number
ofhisviewsto Negri- andthisbyimplication
imputations
aregroundless.
of a Sorelian"voluntarism"
41. ThusevenRobertLumley,in hisjudiciousassessment
of NegriandtheAutonomia
movement,
thenewsocialactors."See Lumley,StatesofEmergency,
saysthatthey"wereproneto romanticize
p.
309.
andBrianMassumi),"Interview,"
74-5.
42. ToniNegri(withAliceJardine
#1(1988),pp.
Copyright
andperhapssurprising
43. Negri,"Interview,"
herebetweenNegri's
affinity
p. 75.Thereis a profound
ofreason"andRaymondWilliams'srepeatedclaimthatthere
ofthebasisforan "optimism
delineation
forthewholepositivehumanreference,"
andthat"a desiretoknowwhatis bestand
is "no substitute
do whatis good, is thewholepositivenatureof man [sic]." See Williams's1958 essay"Cultureis
inResourcesofHope (London:Verso,1989),pp. 6-7. In thesameessayWilliamsclaims
Ordinary,"
mutualobligation,
thattheworking-class
andcommon
wayoflife,..."itsemphasesofneighbourhood,
as expressedin thegreatworking-class
is in factthe
betterment,
institutions,
politicaland industrial
bestbasisforanyfuture
Englishsociety"(p. 8).
44. Here I invokethenotionof "cognitivemapping"as outlinedin FredricJameson,
"Cognitive
eds.,Marxismand theInterpretation
ofCulture
Mapping,"in CaryNelsonand LawrenceGrossberg,
of
Illinois
347-57.
and
Press,1988)pp.
(Urbana
Chicago:University
between"utopia"and"heterotoFoucault'sdistinction
45. I haveso farabstainedfromunderwriting
fora sitethatis, in his words,"fundamentally
pia" -"utopia" beingforFoucaultthedesignation
a "realsite"thatis thespaceofaneffective
offorces.
contestation
unreal,"while"heterotopia"
signifies
On this,see Foucault,"Of OtherSpaces,"Diacritics16 (1986), pp. 22-7.Although
nothing
compels
is howeverslightly
thenotionof"heterotopia"
morecongruent
withthe
me toendorsethisdistinction,
in
this
lineofthought
essay.
pursued
46. See HenriLefebvre,TheSurvivalofCapitalism:Reproduction
oftheRelationsofProduction,
trans.FrankBryant,
(London:Alison& Busby,1976),pp. 125.
toFredricJameson
forhiscriticisms
ofan ancestor
ofthispaper.
47. I am indebted
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